Julian Leonard Gooding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Mar 2010 to 8 Dec 2019)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • CF30 Customer (19 Sep 2008 to 19 Oct 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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