Tate Consultancy Limited

Date authorised
1 April 2013
Companies House
06023066
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Apartment 1
    Douglas House
    16-18 Douglas Street
    London
    SW1P 4PB
    UNITED KINGDOM
    Phone
    +442036960450
    Web
    https://www.tateconsultancy.com

  • Complaints Contact

    Apartment 1
    Douglas House
    16-18 Douglas Street
    London
    SW1P 4PB
    UNITED KINGDOM
    Phone
    +442036960450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justus Rouke Roele

    IRN JRR01036

    • CF30 Customer (1 Mar 2011 to 27 Sep 2011)
  • Lewis Matthew Richard Gregory

    IRN LMG01062

    • CF30 Customer (21 Apr 2015 to 12 Aug 2016)
  • Mark Victor Cunningham

    IRN MVC01014

    • CF30 Customer (since 29 Dec 2025)
    • CF1 Director (AR) (since 29 Dec 2025)
  • Mark William Arthur Tate

    IRN MWT01021

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (20 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (7 Sep 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Sep 2010 to 8 Dec 2019)
    • CF1 Director (7 Sep 2010 to 8 Dec 2019)
  • Matthew James Dury Riddiford

    IRN MJR01398

    • [FCA CF] Client dealing (10 Jan 2022 to 28 Feb 2023)
  • Maurizio De Martino

    IRN MXD02218

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (19 May 2018 to 8 Dec 2019)
  • Michael Stefan Badeni

    IRN MSB01047

    • CF1 Director (AR) (since 20 Jan 2016)
    • CF30 Customer (since 20 Jan 2016)
  • Nicolas Koidl

    IRN NXK01506

    • CF1 Director (AR) (4 Jul 2017 to 28 Aug 2018)
    • CF30 Customer (20 Mar 2015 to 28 Feb 2017)
  • Paul Elliott

    IRN PPE01006

    • CF1 Director (AR) (since 25 Sep 2023)
    • CF30 Customer (since 25 Sep 2023)
  • Rupert Knight Harrison

    IRN RXH01369

    • [FCA CF] Client dealing (10 Jan 2022 to 28 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.