Paul Elliott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tate Consultancy Limited
FRN 521678
- CF1 Director (AR) (since 25 Sep 2023)
- CF30 Customer (since 25 Sep 2023)
Arch Capital Ltd
FRN 1001234
- (2)Employed By (since 25 Sep 2023)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (13 Apr 2022 to 31 Mar 2023)
- CF1 Director (AR) (13 Apr 2022 to 31 Mar 2023)
Rockefeller Asset Management International Ltd (no longer approved here)
FRN 972015
- (1)Employed By (13 Apr 2022 to 31 Mar 2023)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (12 Apr 2019 to 8 Dec 2019)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (8 Jun 2009 to 12 Apr 2019)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.