Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (19 Feb 2015 to 8 Dec 2019)
    • CF1 Director (19 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
  • Tate Consultancy Limited (no longer approved here)

    FRN 521678

    • [FCA CF] Client dealing (10 Jan 2022 to 28 Feb 2023)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF1 Director (AR) (17 Mar 2014 to 16 Feb 2015)
    • CF30 Customer (17 Mar 2014 to 16 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.