Date authorised
19 February 2015
Companies House
07410280
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Farm Street
    London
    W1J 5RL
    UNITED KINGDOM
    Phone
    +442034275138
  • Complaints Contact

    11 Campion Road
    London
    SW15 6NN
    UNITED KINGDOM
    Phone
    +442034275138

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Stefan Braun

    IRN ASB01075

    • CF30 Customer (8 Jun 2016 to 8 Feb 2017)
  • Ben Hall

    IRN BJH01152

    • CF30 Customer (15 May 2015 to 8 Jun 2016)
  • Justin Charles Benedict Tate

    IRN JCT01045

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2024)
    • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
  • Kirsty Anne Riddiford

    IRN KAS01058

    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
    • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
    • CF1 Director (19 Feb 2015 to 8 Dec 2019)
  • Mark William Arthur Tate

    IRN MWT01021

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
  • Matthew James Dury Riddiford

    IRN MJR01398

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (19 Feb 2015 to 8 Dec 2019)
    • CF3 Chief Executive (19 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2015 to 8 Dec 2019)
  • Richard Westover

    IRN RXW01208

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2024)
    • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
  • Rupert Knight Harrison

    IRN RXH01369

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
  • Scott Anthony HUNT

    IRN SAH01321

    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2025)
    • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
  • Taolo Dineo Modisi

    IRN TDM01073

    • CF30 Customer (8 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.