Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tate Consultancy Limited (no longer approved here)

    FRN 521678

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (7 Sep 2010 to 30 Aug 2018)
    • CF1 Director (7 Sep 2010 to 4 Aug 2014)
  • Aether Energy Limited (no longer approved here)

    FRN 623758

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2024)
    • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
  • Trinity Group Limited (no longer approved here)

    FRN 190910

    • CF30 Customer (8 Feb 2010 to 2 Jun 2011)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (1 Nov 2007 to 29 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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