Date authorised
2 June 2017
Companies House
SC548164
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, Glendevon House
    The Castle Business Park
    Stirling
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786845912
  • Complaints Contact

    1st Floor, Glendevon House
    The Castle Business Park
    Stirling
    FK9 4TZ
    UNITED KINGDOM
    Phone
    +441786845912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Gyte

    IRN DXG00299

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2026)
  • David William Robinson

    IRN DWR01079

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2026)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
  • Donald Alasdair Campbell

    IRN DAC01227

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Donald Crawford Cameron

    IRN DXC00437

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Elizabeth Ann Ballantine

    IRN EAB01062

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2025)
    • CF11 Money Laundering Reporting (23 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Oct 2018 to 8 Dec 2019)
  • James Kenneth MacKenzie

    IRN JXM81705

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • SMF3 Executive Director (since 15 May 2025)
  • John MacKenzie

    IRN JXM04266

    • SMF3 Executive Director (since 28 May 2025)
  • John Marcus Flannelly

    IRN JMF01170

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Kenneth MacAngus MacKenzie

    IRN KMM01114

    • [FCA CF] Client dealing (since 15 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
  • Matthew Round

    IRN MXR02150

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2025)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.