Elizabeth Ann Ballantine

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Teviot Partners LLP (no longer approved here)
FRN 766508
- SMF16 Compliance Oversight (2 Aug 2021 to 19 Aug 2024)
DJWM Limited (no longer approved here)
FRN 556371
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
- CF11 Money Laundering Reporting (21 Feb 2019 to 8 Dec 2019)
Target Advisers LLP (no longer approved here)
FRN 602311
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Apr 2025)
- CF11 Money Laundering Reporting (23 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Oct 2018 to 8 Dec 2019)
Target Fund Managers Limited (no longer approved here)
FRN 763170
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2025)
- CF10 Compliance Oversight (23 Oct 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Oct 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.