TAM Asset Management Ltd

Date authorised
1 April 2013
Companies House
04077709
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tam Asset Management Ltd
    One Leadenhall, Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650
    Web
    https://www.tamassetmanagement.com

  • Complaints Contact

    Tam Asset Management Ltd
    One Leadenhall Level 23
    1 Leadenhall Street
    London
    City Of London
    EC3V 1AB
    UNITED KINGDOM
    Phone
    +4402075497650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Thomas Mayhew

    IRN RXM01677

    • CF21 Investment Adviser (7 Sep 2006 to 17 Nov 2006)
  • Robert Anthony Byrne

    IRN RAB01317

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 May 2006 to 31 Oct 2007)
  • Robert Dunbar

    IRN RXD01876

    • CF10 Compliance Oversight (1 Jul 2016 to 9 May 2017)
  • Robert Edward Holt

    IRN REH01059

    • CF21 Investment Adviser (8 Jan 2004 to 3 Feb 2006)
  • Robert Hunter

    IRN RXH01257

    • CF27 Investment Management (16 Dec 2002 to 6 Apr 2004)
    • CF21 Investment Adviser (16 Dec 2002 to 6 Apr 2004)
  • Robert Wooldridge

    IRN RIW01017

    • CF1 Director (3 Jul 2008 to 1 Jul 2010)
    • CF10 Compliance Oversight (3 Jul 2008 to 21 Jan 2010)
    • CF11 Money Laundering Reporting (3 Jul 2008 to 21 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF23 Corporate Finance Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
  • Robin Matthew Houldsworth

    IRN RMH01065

    • CF8 Apportionment and Oversight (20 Apr 2004 to 17 Mar 2006)
    • CF1 Director (20 Apr 2004 to 12 Dec 2007)
    • CF3 Chief Executive (20 Apr 2004 to 17 Mar 2006)
  • Roderick James Sutherland

    IRN RJS01532

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2023)
    • CF2 Non Executive Director (12 Jul 2018 to 8 Dec 2019)
  • Sam Thomas Kenny

    IRN STK01013

    • CF21 Investment Adviser (17 May 2005 to 28 Feb 2006)
  • Sanjay Patel

    IRN SXP01434

    • CF13 Finance (18 Jul 2003 to 6 Apr 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.