Robert Wooldridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S.P. ANGEL CORPORATE FINANCE LLP

    FRN 516932

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
    • CF3 Chief Executive (3 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (11 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2010 to 6 Jun 2011)
    • CF11 Money Laundering Reporting (1 Jul 2010 to 6 Jun 2011)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF11 Money Laundering Reporting (3 Jul 2008 to 21 Jan 2010)
    • CF10 Compliance Oversight (3 Jul 2008 to 21 Jan 2010)
    • CF1 Director (3 Jul 2008 to 1 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (21 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.