Talbot Capital Ltd

Date authorised
1 April 2013
Companies House
06736536
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660
    Web
    https://www.talbotcapital.co.uk

  • Complaints Contact

    1st Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 1 limitation
    • · The firm can perform only the depositary functions specified

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Petrie

    IRN AXP08549

    • CF30 Customer (22 Jan 2019 to 31 Dec 2019)
    • CF3 Chief Executive (AR) (17 Jan 2019 to 31 Dec 2019)
    • CF1 Director (AR) (17 Jan 2019 to 31 Dec 2019)
  • Andrew Coull

    IRN AXC01330

    • CF30 Customer (19 May 2021 to 7 Nov 2022)
  • Andrew Edward French

    IRN AEF01015

    • CF30 Customer (23 Aug 2023 to 6 Jun 2025)
  • Andrew James Hollingworth

    IRN AJH01272

    • CF30 Customer (5 Oct 2009 to 30 Jun 2010)
    • CF4 Partner (AR) (5 Oct 2009 to 30 Jun 2010)
  • Andrew Jeffery Lynn

    IRN AJL01111

    • CF30 Customer (22 Jul 2015 to 21 Apr 2016)
  • Andrew Neil Golding

    IRN ANG01020

    • CF30 Customer (14 May 2021 to 16 Jun 2023)
    • CF1 Director (AR) (14 May 2021 to 16 Jun 2023)
  • Anna Rebollini

    IRN AXR02032

    • CF30 Customer (11 Apr 2011 to 31 May 2013)
    • CF1 Director (AR) (11 Apr 2011 to 31 May 2013)
  • Anthony Richard Francis Gordon

    IRN ARG01125

    • CF1 Director (AR) (11 Apr 2011 to 31 May 2013)
    • CF30 Customer (11 Apr 2011 to 31 May 2013)
  • Antonie Paul Woodbury

    IRN APW01094

    • CF30 Customer (20 Jun 2018 to 28 Feb 2019)
    • CF4 Partner (AR) (20 Jun 2018 to 28 Feb 2019)
  • Antonio Polverino

    IRN AXP01255

    • CF1 Director (AR) (20 Aug 2013 to 28 Feb 2014)
    • CF30 Customer (20 Aug 2013 to 28 Feb 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.