Andrew James Hollingworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLLAND ADVISORS LONDON LTD

    FRN 538932

    • [FCA CF] Client dealing (since 13 Sep 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2011 to 8 Dec 2019)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (5 Oct 2009 to 30 Jun 2010)
    • CF4 Partner (AR) (5 Oct 2009 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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