HOLLAND ADVISORS LONDON LTD

Date authorised
1 April 2013
Companies House
07431314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holland Advisors London Ltd
    Hone's Business Park
    The Granary
    1 Waverley Lane
    Farnham
    Surrey
    GU9 8BB
    UNITED KINGDOM
    Phone
    +4401483449364
    Web
    https://www.hollandadvisors.co.uk

  • Complaints Contact

    Holland Advisors London Ltd
    Hone's Business Park
    The Granary
    1 Waverley Lane
    Farnham
    Surrey
    GU9 8BB
    UNITED KINGDOM
    Phone
    +4401483449363

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Hollingworth

    IRN AJH01272

    • [FCA CF] Client dealing (since 13 Sep 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2011 to 8 Dec 2019)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
  • Christine Margaret Hollingworth

    IRN CMH01154

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
  • Claire Brunt

    IRN CXB00642

    • SMF16 Compliance Oversight (since 29 Jun 2022)
  • Ian Michael Colley

    IRN IMC01055

    • [FCA CF] Client dealing (1 Sep 2024 to 1 Oct 2025)
  • Isaac Morgan Morris

    IRN IXM00389

    • [FCA CF] Client dealing (since 9 Apr 2026)
  • Mark Stephen Power

    IRN MSP01047

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
    • CF30 Customer (25 Jan 2012 to 8 Dec 2019)
  • Martin David Weisinger

    IRN MDW01043

    • [FCA CF] Client dealing (since 10 Mar 2025)
  • Matthew Timothy Lovatt

    IRN MTL01016

    • [FCA CF] Client dealing (since 1 Sep 2024)
  • Ramsey Craine

    IRN RXC01787

    • CF30 Customer (18 Apr 2011 to 28 Feb 2014)
  • Stephen Joseph Heaps

    IRN SJH01265

    • [FCA CF] Client dealing (since 1 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.