Talbot Capital Ltd

• Principal Place of Business

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

  Web

  https://www.talbotcapital.co.uk

• Complaints Contact

  1st Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

• Private Fund Guardian

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  • · The firm can perform only the depositary functions specified

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Vincent Philippe Le Hodey

  IRN VPL01003

  • CF30 Customer (15 Aug 2014 to 31 Dec 2014)
• Wayne Francis Dooley

  IRN WFD01002

  • CF30 Customer (21 Dec 2021 to 6 Jun 2025)
• Yana Abramova

  IRN YXA00049

  • CF1 Director (AR) (22 Nov 2022 to 31 Jul 2025)
  • CF30 Customer (22 Nov 2022 to 31 Jul 2025)
• Yong-Kuong Ly

  IRN YXL01029

  • CF30 Customer (7 Apr 2017 to 31 Jul 2017)

• Mulier Capital Ltd (no longer appointed)

  FRN 750374 · Appointed 17 Jun 2016 · Until 29 Jun 2017

• SC Beaumont Consultancy Ltd (no longer appointed)

  FRN 749180 · Appointed 6 Jun 2016 · Until 3 Jul 2019 · Tied agent

• NCL Technology Ventures Ltd (no longer appointed)

  FRN 682704 · Appointed 1 Dec 2015 · Until 20 Nov 2018

• PMB Capital Limited (no longer appointed)

  FRN 722869 · Appointed 23 Oct 2015 · Until 15 Jun 2016

• Coalface UK Limited (no longer appointed)

  FRN 705737 · Appointed 8 Jun 2015 · Until 19 May 2017

• PNP Capital (UK) Limited (no longer appointed)

  FRN 673909 · Appointed 26 Feb 2015 · Until 29 Dec 2015

• Bayes Investments Limited (no longer appointed)

  FRN 661233 · Appointed 19 Dec 2014 · Until 1 Sep 2015

• CREDITSQUARE LTD (no longer appointed)

  FRN 656206 · Appointed 28 Nov 2014 · Until 19 May 2016

• Quest Fund Placement LLP (no longer appointed)

  FRN 537113 · Appointed 12 Aug 2014 · Until 2 Mar 2015

• Altamount Capital UK Limited (no longer appointed)

  FRN 629545 · Appointed 4 Aug 2014 · Until 5 Oct 2016

No changes recorded yet.