Wayne Francis Dooley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 9 Jun 2025)
Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF30 Customer (21 Dec 2021 to 6 Jun 2025)
CAMBRIDGE INTERNATIONAL (UK) LLP (no longer approved here)
FRN 593048
- Employed By (21 Dec 2021 to 6 Jun 2025)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (279)CF21 Investment Adviser (17 Jan 2006 to 23 Nov 2006)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (18 May 2004 to 31 Dec 2005)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (279)CF21 Investment Adviser at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.