Date authorised
1 April 2013
Companies House
06736536
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660
  • Complaints Contact

    1st Floor, Nicholas House
    3 Laurence Pountney Hill
    London
    EC4R 0EU
    UNITED KINGDOM
    Phone
    +442039830660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 1 limitation
    • · The firm can perform only the depositary functions specified
  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sameer Hirji

    IRN SXH00770

    • CF1 Director (AR) (7 Jun 2022 to 31 May 2025)
    • CF30 Customer (7 Jun 2022 to 31 May 2025)
  • Samir Rahmatullah Sayeed

    IRN SRS01043

    • CF30 Customer (10 Jun 2016 to 28 Jun 2019)
    • CF1 Director (AR) (10 Jun 2016 to 28 Jun 2019)
  • Sasha Batica

    IRN SXB00857

    • CF30 Customer (since 28 Feb 2022)
    • CF1 Director (AR) (since 28 Feb 2022)
  • Shaun David Holmes

    IRN SDH01121

    • CF30 Customer (22 Jul 2015 to 21 Apr 2016)
  • Simon Gavin Piers Eccles-Williams

    IRN SGE01010

    • CF30 Customer (24 Mar 2014 to 21 Apr 2016)
    • CF1 Director (AR) (24 Mar 2014 to 21 Apr 2016)
  • Simon Patrick Ball

    IRN SPB01083

    • CF30 Customer (24 Apr 2009 to 31 Aug 2010)
  • Sonia Singh

    IRN SXS03325

    • CF1 Director (AR) (21 Aug 2014 to 23 Sep 2016)
    • CF30 Customer (21 Aug 2014 to 23 Sep 2016)
  • Sophie Lim

    IRN SXL01714

    • CF1 Director (AR) (since 7 Jan 2025)
    • CF30 Customer (since 7 Jan 2025)
  • Soraia Zadonova

    IRN SXZ19768

    • CF30 Customer (10 Sep 2019 to 12 Feb 2021)
  • Stefan Jan Piskadlo

    IRN SXP00725

    • CF30 Customer (since 13 Jan 2023)
    • CF1 Director (AR) (since 13 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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