Simon Patrick Ball

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Talbot Capital Ltd (no longer approved here)
FRN 489839
- CF30 Customer (24 Apr 2009 to 31 Aug 2010)
Walker Crips Investment Management Limited (no longer approved here)
FRN 226344
- CF30 Customer (27 Feb 2009 to 7 Dec 2019)
AMT Futures Limited (no longer approved here)
FRN 146311
- CF21 Investment Adviser (14 Jul 2003 to 24 Sep 2004)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.