Talbot Capital Ltd

• Principal Place of Business

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

  Web

  https://www.talbotcapital.co.uk

• Complaints Contact

  1st Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +442039830660

• Private Fund Guardian

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  • · The firm can perform only the depositary functions specified

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm must not conduct any designated investment business with retail clients other than corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paolo Mevio

  IRN PXM02444

  • CF30 Customer (14 Jan 2015 to 27 Aug 2015)
  • CF1 Director (AR) (14 Jan 2015 to 27 Aug 2015)
• Patrick Francis Cannon

  IRN PXC00360

  • [FCA CF] Client dealing (23 Feb 2022 to 30 Jun 2023)
• Patrick Macnamara

  IRN PXM01429

  • CF30 Customer (24 May 2013 to 31 Jul 2013)
• Patrick Nicholas Gerald Wilson

  IRN PNW01017

  • CF30 Customer (18 Mar 2014 to 21 Apr 2016)
  • CF1 Director (AR) (18 Mar 2014 to 21 Apr 2016)
• Patrick Spitz

  IRN PXS02713

  • CF30 Customer (17 Sep 2015 to 21 Apr 2016)
• Paul Kaine John Price

  IRN PKP01024

  • CF30 Customer (14 Oct 2015 to 31 Mar 2017)
  • CF1 Director (26 Aug 2015 to 31 Mar 2017)
• Paul Weidman

  IRN PXW01600

  • CF30 Customer (22 Jan 2018 to 7 Nov 2022)
• Peter Andrew Baum

  IRN PAB01168

  • CF30 Customer (8 Dec 2016 to 20 Jun 2017)
• Philip Redvers Pooley

  IRN PXP01188

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF1 Director (AR) (20 Oct 2015 to 21 Dec 2015)
  • CF30 Customer (20 Oct 2015 to 21 Dec 2015)
• Philipp Thilo Von Grawert

  IRN PTV01004

  • CF30 Customer (27 Apr 2016 to 28 Sep 2016)

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No changes recorded yet.