TA Associates (UK), LLP

Date authorised
1 April 2013
Companies House
OC375642
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House, 4th Floor
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442078230200

  • Complaints Contact

    Devonshire House, 4th Floor
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +16175746772

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . TA Associates UK Advisors Ltd

    IRN XXT01128

    • CF4 Partner (1 Oct 2012 to 5 Dec 2019)
  • . TA Associates UK Holding LLC

    IRN XXT01129

    • SMF27 Partner (9 Dec 2019 to 7 Apr 2025)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Aashray Mehra

    IRN AXM04537

    • [FCA CF] Client dealing (since 22 May 2023)
  • Adrien Elbaz

    IRN AXE00336

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Ajit Nedungadi

    IRN AXN01175

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2026)
    • CF3 Chief Executive (1 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 10 Jan 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Arthur Price

    IRN AXP00997

    • SMF9 Chair of the Governing Body (since 14 Aug 2024)
  • Birker Berthold Bahnsen

    IRN BBB00004

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Brian James Conway

    IRN BJC01069

    • CF2 Non Executive Director (1 Oct 2012 to 4 Dec 2015)
  • Christopher Graham Parkin

    IRN CGP01040

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2026)
    • CF11 Money Laundering Reporting (30 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Dietrich Hauptmeier

    IRN DXH01518

    • CF4 Partner (1 Feb 2014 to 30 Nov 2016)
    • CF30 Customer (1 Oct 2012 to 30 Nov 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.