TA Associates (UK), LLP

• Principal Place of Business

  Devonshire House, 4th Floor

  1 Mayfair Place

  London

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442078230200

• Complaints Contact

  Devonshire House, 4th Floor

  1 Mayfair Place

  London

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +16175746772

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Enzo Loreti

  IRN EXL01380

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Giovanni Fantini

  IRN GXF01450

  • [FCA CF] Client dealing (since 1 Jul 2023)
• JEREMY LUCIEN YANN DREAN

  IRN JLD01109

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
• Jeffrey Hadden

  IRN JXH02824

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Jun 2024)
  • CF2 Non Executive Director (27 Nov 2015 to 8 Dec 2019)
• Jonathan Wilson Meeks

  IRN JWM01137

  • CF30 Customer (1 Oct 2012 to 1 Sep 2014)
  • CF4 Partner (1 Oct 2012 to 1 Sep 2014)
• Joseph Morgan Seigler

  IRN JMS01440

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Kelly Riera

  IRN KXR00414

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • SMF16 Compliance Oversight (since 1 Jan 2026)
• Laurent Pascal Indekeu

  IRN LXI89486

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Lovisa Lander

  IRN LXL01260

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2015 to 8 Dec 2019)
• Maxime Cancre

  IRN MXC03113

  • SMF27 Partner (since 19 May 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Nov 2015 to 8 Dec 2019)

No changes recorded yet.