TA Associates (UK), LLP

Date authorised
1 April 2013
Companies House
OC375642
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House, 4th Floor
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +442078230200

  • Complaints Contact

    Devonshire House, 4th Floor
    1 Mayfair Place
    London
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +16175746772

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Rae Toomey

    IRN MXT07947

    • CF28 Systems and controls (1 Jan 2019 to 8 Dec 2019)
  • Naveen Wadhera

    IRN NXW01385

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
  • Patrick Anis Sader

    IRN PAS01227

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (31 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • STEFAN ALEXANDER DANDL

    IRN SAD01105

    • SMF27 Partner (since 12 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Jun 2017 to 8 Dec 2019)
  • Saransh Sushil Mehta

    IRN SXM04528

    • [FCA CF] Client dealing (since 1 Jan 2024)
  • Thomas P Alber

    IRN TPA01004

    • CF28 Systems and controls (1 Oct 2012 to 1 Jan 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.