Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TA Associates (UK), LLP
FRN 583257
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2026)
- CF11 Money Laundering Reporting (30 Oct 2018 to 8 Dec 2019)
- CF30 Customer (1 Oct 2012 to 8 Dec 2019)
- CF4 Partner (1 Oct 2012 to 8 Dec 2019)
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- CF2 Non Executive Director (31 Aug 2018 to 8 Dec 2019)
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- CF2 Non Executive Director (1 Apr 2008 to 16 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.