Systematica Investments UK LLP

• Principal Place of Business

  Systematica Investments

  Equitable House

  47 King William Street

  London

  City Of London

  EC4R 9AF

  UNITED KINGDOM

  Phone

  +442031805761

  Web

  https://www.systematica.com

• Complaints Contact

  Systematica Investments

  Equitable House

  47 King William Street

  London

  City Of London

  EC4R 9AF

  UNITED KINGDOM

  Phone

  +442031805761

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugo Howarth

  IRN HXH00245

  • [FCA CF] Client dealing (since 17 Oct 2023)
• Jack Lane

  IRN JXL89749

  • [FCA CF] Client dealing (13 Nov 2023 to 21 Feb 2025)
• James Reece

  IRN JXR00264

  • [FCA CF] Significant management (since 5 Mar 2021)
• Jimena Miranda Antelo

  IRN JXM00833

  • [FCA CF] Client dealing (15 Jul 2021 to 31 Aug 2021)
• John Ashly Stuart Arscott

  IRN JXA13312

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (19 Jun 2019 to 8 Dec 2019)
• John Kough

  IRN JXK01624

  • [FCA CF] Client dealing (1 Nov 2021 to 1 Mar 2024)
• Joshua Benjamin Slater

  IRN JXS18131

  • [FCA CF] Client dealing (since 15 Jul 2021)
  • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
• Katie Angela Mundell

  IRN KAM01207

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2020)
  • CF10 Compliance Oversight (11 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Sep 2019 to 8 Dec 2019)
• Kieran Howie

  IRN KXH00301

  • [FCA CF] Client dealing (28 Mar 2022 to 21 Feb 2025)
• Kirsty Anne Short

  IRN KAF01064

  • [FCA CF] Client dealing (5 Mar 2021 to 28 Feb 2023)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)

No changes recorded yet.