Systematica Investments UK LLP

• Principal Place of Business

  Systematica Investments

  Equitable House

  47 King William Street

  London

  City Of London

  EC4R 9AF

  UNITED KINGDOM

  Phone

  +442031805761

  Web

  https://www.systematica.com

• Complaints Contact

  Systematica Investments

  Equitable House

  47 King William Street

  London

  City Of London

  EC4R 9AF

  UNITED KINGDOM

  Phone

  +442031805761

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Liam Hastings

  IRN LXH00271

  • [FCA CF] Significant management (17 May 2021 to 2 Dec 2022)
• Mohamed Ali Vali

  IRN MAV01056

  • [FCA CF] Significant management (since 5 Mar 2021)
• Nicola Ruth Shaw

  IRN NRS01097

  • [FCA CF] Client dealing (since 20 May 2022)
• Nicole Lambert

  IRN NXL00098

  • [FCA CF] Client dealing (1 Feb 2022 to 10 Dec 2025)
• Quintin Ramsay-Lewis

  IRN QXR01004

  • [FCA CF] Client dealing (5 Mar 2021 to 10 Mar 2023)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• ROBERT YOUNG

  IRN RXY84140

  • SMF27 Partner (2 Dec 2021 to 24 May 2023)
  • SMF16 Compliance Oversight (25 Aug 2020 to 24 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2020 to 24 May 2023)
• Rachel Kritharis

  IRN RXK00122

  • [FCA CF] Client dealing (5 Mar 2021 to 10 Mar 2023)
• Richard Bennett Lloyd Waters

  IRN RXW00214

  • [FCA CF] Significant management (since 5 Mar 2021)
• Ross William Minihane

  IRN RWM01076

  • [FCA CF] Client dealing (since 14 Jun 2024)
• Russell Stuart Wilby

  IRN RSW01085

  • [FCA CF] Significant management (since 5 Mar 2021)

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