Synergy Financial Products Limited

• Principal Place of Business

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

  Web

  https://www.sfpl.co.uk

• Complaints Contact

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matt Oldham

  IRN MXO01700

  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 13 Mar 2020)
  • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
• Nigel Howard Elliott

  IRN NHE01007

  • CF2 Non Executive Director (8 Mar 2005 to 23 Jun 2009)
  • CF1 Director (14 Jan 2005 to 8 Mar 2005)
  • CF3 Chief Executive (14 Jan 2005 to 8 Mar 2005)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Mar 2005)
• Patricia-Anne Frances Blyth Williams

  IRN PFW00013

  • CF1 Director (21 Mar 2005 to 30 Apr 2007)
  • CF13 Finance (14 Jan 2005 to 30 Apr 2007)
• Paul Andrew Bispham

  IRN PAB01138

  • CF10 Compliance Oversight (5 Jul 2010 to 4 Mar 2011)
  • CF11 Money Laundering Reporting (3 Jan 2008 to 4 Mar 2011)
  • CF1 Director (20 Nov 2006 to 31 Mar 2011)
• Peter Connor

  IRN PXC00235

  • Responsible for Insurance Mediation (14 Jan 2005 to 2 Sep 2005)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Dec 2006)
  • CF1 Director (14 Jan 2005 to 31 Dec 2006)
• Peter Jonathon Jordan

  IRN PJJ01099

  • CF10a CASS Oversight function (3 Jan 2017 to 31 Jan 2018)
  • CF1 Director (2 May 2016 to 31 May 2018)
• Rachel McGouldrick

  IRN RPB01130

  • SMF3 Executive Director (since 24 Apr 2025)
  • CF1 Director (23 Jul 2009 to 16 Dec 2009)
• Rajeev Arya

  IRN RXA01155

  • [FCA CF] CASS oversight function (since 17 Dec 2024)
  • Responsible for Insurance Distribution (since 17 Oct 2024)
  • SMF3 Executive Director (since 17 Oct 2024)
  • SMF1 Chief Executive (since 17 Oct 2024)
• Richard John Michael Simon

  IRN RJS01389

  • CF1 Director (2 Oct 2006 to 24 Aug 2007)
• Sandip Narayan Roy-Chowdhury

  IRN SXR01806

  • CF10a CASS Oversight function (1 Oct 2011 to 5 Apr 2012)
  • CF10 Compliance Oversight (19 Feb 2011 to 15 Mar 2012)
  • CF3 Chief Executive (19 Feb 2011 to 20 May 2013)
  • CF11 Money Laundering Reporting (19 Feb 2011 to 15 Mar 2012)
  • CF1 Director (19 Feb 2011 to 20 May 2013)

No changes recorded yet.