Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 Dec 2014 to 8 Dec 2019)
    • CF3 Chief Executive (8 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Dec 2014 to 30 Sep 2018)
  • Synergy Financial Products Limited (no longer approved here)

    FRN 312416

    • CF10a CASS Oversight function (1 Oct 2011 to 5 Apr 2012)
    • CF11 Money Laundering Reporting (19 Feb 2011 to 15 Mar 2012)
    • CF10 Compliance Oversight (19 Feb 2011 to 15 Mar 2012)
    • CF3 Chief Executive (19 Feb 2011 to 20 May 2013)
    • CF1 Director (19 Feb 2011 to 20 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.