Synergy Financial Products Limited

• Principal Place of Business

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

  Web

  https://www.sfpl.co.uk

• Complaints Contact

  Building 1

  Centrium

  Griffiths Way

  St. Albans

  Hertfordshire

  AL1 2RD

  UNITED KINGDOM

  Phone

  +4401727734300

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Selwyn Renton

  IRN SXR01912

  • CF10a CASS Oversight function (4 May 2012 to 22 Oct 2012)
  • CF11 Money Laundering Reporting (27 Feb 2012 to 19 Oct 2012)
  • CF10 Compliance Oversight (27 Feb 2012 to 19 Oct 2012)
• Sheetal Kumar Radia

  IRN SKR01021

  • CF30 Customer (13 Aug 2014 to 22 Oct 2014)
• Stefan Yaroslav Zakorchemney

  IRN SYZ00001

  • CF11 Money Laundering Reporting (14 Jan 2005 to 26 Apr 2005)
• Stephen Siu-Kei Yau

  IRN SSY01010

  • [FCA CF] CASS oversight function (9 Dec 2019 to 4 Jun 2024)
  • CF10a CASS Oversight function (6 Feb 2018 to 8 Dec 2019)
• Stephen Thomas Wyatt

  IRN STW01018

  • CF2 Non Executive Director (7 Mar 2016 to 27 Jun 2018)
  • CF28 Systems and controls (1 Jul 2013 to 9 Sep 2013)
  • Responsible for Insurance Mediation (27 Jun 2013 to 9 Sep 2013)
  • CF10 Compliance Oversight (27 Jun 2013 to 1 Jul 2013)
  • CF11 Money Laundering Reporting (27 Jun 2013 to 1 Jul 2013)
  • CF3 Chief Executive (5 Jun 2013 to 9 Sep 2013)
  • CF1 Director (15 Apr 2013 to 7 Mar 2016)
• Susan Ann Burgess

  IRN SAB01237

  • CF10a CASS Oversight function (5 Nov 2012 to 16 Aug 2013)
  • CF10 Compliance Oversight (9 Oct 2012 to 14 Jun 2013)
  • CF11 Money Laundering Reporting (9 Oct 2012 to 14 Jun 2013)
• Tanya Irene Oliver

  IRN TXO01254

  • CF10a CASS Oversight function (24 Sep 2013 to 24 Dec 2014)
  • CF28 Systems and controls (23 Sep 2013 to 24 Dec 2014)
• Wayne Anderton

  IRN WXA01061

  • CF1 Director (4 Apr 2005 to 3 Feb 2010)

No changes recorded yet.