Sheetal Kumar Radia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 28 May 2022)
- CF30 Customer (21 Feb 2018 to 8 Dec 2019)
Cobens Group Limited (no longer approved here)
FRN 484450
- CF30 Customer (14 Jun 2016 to 12 Jan 2018)
Synergy Financial Products Limited (no longer approved here)
FRN 312416
- CF30 Customer (13 Aug 2014 to 22 Oct 2014)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (30 Sep 2013 to 31 May 2016)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (8 Jul 2011 to 10 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.