Symmetry Investments UK LLP

• Principal Place of Business

  4th Floor

  31 St. James's Square

  London

  SW1Y 4JR

  UNITED KINGDOM

  Phone

  +442070723100

  Web

  https://symmetryinvestments.com

• Complaints Contact

  4th Floor

  31 St. James's Square

  London

  SW1Y 4JR

  UNITED KINGDOM

  Phone

  +442070723100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jan Ostberg

  IRN KXO01125

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Feb 2022)
  • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
• Jean-Luc Alexandre

  IRN JXA01144

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2022)
  • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
• Johan Gabriel Hedengren

  IRN JGH01088

  • CF30 Customer (16 Apr 2018 to 17 Jan 2019)
• Jonathan Joel Klaassen

  IRN JJK01063

  • [FCA CF] Client dealing (since 25 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Nov 2022)
  • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
• Jonathan Samuel Caplan

  IRN JSC01163

  • [FCA CF] Material risk taker (24 Apr 2023 to 1 Dec 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
  • CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Aug 2019 to 8 Dec 2019)
• Joshua Butler

  IRN JXB01198

  • [FCA CF] Client dealing (since 15 Oct 2025)
• Kai Wang

  IRN KXW01398

  • [FCA CF] Manager of certification employee (5 Jul 2021 to 7 Oct 2022)
• Kaifeng Chen

  IRN KXC01357

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2022)
  • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
• Kalyan Raja Rokkam

  IRN KRR01018

  • CF30 Customer (16 Jun 2014 to 3 Jul 2015)
• Kevin Quin Leung Ho

  IRN KQH01001

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)

No changes recorded yet.