Jan Ostberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tokai Tokyo Securities Europe Limited (no longer approved here)
FRN 460061
- [FCA CF] Proprietary trader (4 Jul 2022 to 30 Dec 2022)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (1 Mar 2022 to 27 Apr 2022)
Symmetry Investments UK LLP (no longer approved here)
FRN 610478
- [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Feb 2022)
- CF30 Customer (25 Sep 2019 to 8 Dec 2019)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (29 Mar 2011 to 31 Mar 2014)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- CF30 Customer (31 Jan 2008 to 15 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.