Swiss Re Capital Markets Limited

• Principal Place of Business

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +4402079333000

  Web

  https://www.swissre.com/our-business/alternative-capital-partners.html

• Complaints Contact

  Swiss Re Capital Markets Ltd

  30 St. Mary Axe

  London

  City Of London

  EC3A 8EP

  UNITED KINGDOM

  Phone

  +442079333000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Germeau

  IRN MXG01312

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2003)
• Marco Della Giacoma

  IRN MXD02385

  • CF30 Customer (4 Jun 2015 to 30 Apr 2016)
• Maria Anderson Wittman

  IRN MAW01301

  • CF30 Customer (15 Jul 2010 to 2 Jul 2012)
• Mark Pickup

  IRN MXO01300

  • CF30 Customer (14 Aug 2008 to 15 Jun 2015)
• Mark Stephen Starr

  IRN MSS01049

  • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
  • CF26 Customer Trading (1 Dec 2001 to 26 Feb 2002)
• Mark Steveland Martin

  IRN MSM01141

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2020)
  • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
• Markus Zwyssig

  IRN MXZ01019

  • CF26 Customer Trading (1 Dec 2001 to 10 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
• Martinus Lasance

  IRN MXL01227

  • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2002)
  • CF26 Customer Trading (1 Dec 2001 to 25 Jun 2002)
• Mathew Webb

  IRN MJW01364

  • CF30 Customer (1 Nov 2007 to 11 May 2009)
  • CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
• Mathieu Georges Pasqual

  IRN MGP01065

  • CF30 Customer (1 Dec 2008 to 31 Mar 2011)

No changes recorded yet.