Swiss Re Capital Markets Limited

Date authorised
1 April 2013
Companies House
03436761
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Martin Glebus

    IRN MXG00901

    • [FCA CF] Client dealing (since 6 Nov 2025)
  • Maureen Joyce Caulfield

    IRN MJC01278

    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
    • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2002)
  • Michael Anthony Lewis

    IRN MAL01106

    • CF26 Customer Trading (1 Dec 2001 to 1 Jun 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)
  • Michael Christopher Kirkman

    IRN MCK01038

    • CF28 Systems and controls (1 Nov 2007 to 8 Oct 2008)
    • CF14 Risk Assessment (3 May 2006 to 31 Oct 2007)
  • Michael Csorba

    IRN MXC01419

    • CF30 Customer (1 Nov 2007 to 23 May 2008)
    • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (10 Nov 2005 to 31 Oct 2007)
  • Michael Hammer

    IRN MXH01873

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 May 2006 to 31 Oct 2007)
    • CF26 Customer Trading (20 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
  • Michael Johann Brendle

    IRN MJB01738

    • CF30 Customer (12 Aug 2013 to 14 Oct 2015)
  • Michael Tilleard Housden

    IRN MTH01028

    • CF30 Customer (25 Jul 2008 to 9 Mar 2009)
  • Michael William Payne

    IRN MWP01071

    • CF28 Systems and controls (5 Aug 2008 to 10 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 27 May 2009)
    • CF21 Investment Adviser (5 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (5 Apr 2006 to 31 Oct 2007)
  • Miguel Maria Ezcurra

    IRN MXE01730

    • CF28 Systems and controls (22 Feb 2017 to 8 Dec 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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