Swiss Investment Corporation Limited

• Principal Place of Business

  41, Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402077127777

  Web

  https://www.swissinvest.com

• Complaints Contact

  41, Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402077127777

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adriano Sinicco

  IRN AXS00654

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2023)
• Ahmer Saeed Tirmizi

  IRN AST01052

  • CF30 Customer (22 Jan 2008 to 12 Sep 2011)
• Alexander Blake SWEETING

  IRN ABS01064

  • CF30 Customer (26 Jan 2017 to 5 Jun 2017)
• Andrew Alex Stuart

  IRN AAS01028

  • CF30 Customer (18 Sep 2015 to 17 Feb 2016)
• Andrew Thomas Stephen Ralph

  IRN ATR01020

  • CF30 Customer (10 May 2013 to 1 May 2015)
• Anthony David Max Peters

  IRN ADP01050

  • CF30 Customer (3 Sep 2008 to 17 Feb 2016)
• Bruno Marcel Choumon

  IRN BXC01191

  • CF30 Customer (12 Nov 2012 to 1 Oct 2013)
• Filippo Guffanti

  IRN FXG00046

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Feb 2024)
• Gilles Albert Wormser

  IRN GAW01049

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 12 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Dec 2008)
  • CF1 Director (1 Dec 2001 to 12 Dec 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Dec 2008)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Gilles Albert Wormser

  IRN GXW00188

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)

No changes recorded yet.