Andrew Thomas Stephen Ralph

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lindisfarne Partners LLP
FRN 583157
- CF4 Partner (AR) (since 20 Mar 2025)
- [FCA CF] Client dealing (since 12 Apr 2021)
Sol Capital Markets LLP
FRN 752858
- (1)Employed By (since 20 Mar 2025)
Swiss Investment Corporation Limited (no longer approved here)
FRN 164689
- CF30 Customer (10 May 2013 to 1 May 2015)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF3 Chief Executive (4 Feb 2003 to 11 Nov 2004)
- CF8 Apportionment and Oversight (4 Feb 2003 to 11 Nov 2004)
- CF21 Investment Adviser (4 Feb 2003 to 11 Nov 2004)
- CF1 Director (4 Feb 2003 to 11 Nov 2004)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.