Swiss Investment Corporation Limited

• Principal Place of Business

  41, Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402077127777

  Web

  https://www.swissinvest.com

• Complaints Contact

  41, Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402077127777

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Hanspeter Jaberg

  IRN HXJ00041

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2023)
• Jonathan O'Shea

  IRN JBS01106

  • CF30 Customer (4 Jul 2013 to 30 Jun 2015)
• Mauro Roberto Gualdani

  IRN MXG00295

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2022)
• May-Tyng Morris-Davies

  IRN MXM01352

  • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
  • CF26 Customer Trading (2 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Andrew Gilmore

  IRN MXG00296

  • [FCA CF] Client dealing (7 Dec 2020 to 18 Apr 2025)
  • [FCA CF] Material risk taker (7 Dec 2020 to 18 Apr 2025)
• Michael Richard Aylett

  IRN MRA01039

  • CF30 Customer (24 Sep 2012 to 8 Jul 2013)
• Otto Peter Eberdorfer

  IRN OPE01003

  • CF30 Customer (17 Feb 2016 to 31 Jan 2018)
• PATRICIA JANE BOWN

  IRN PJB01345

  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
• Peter Andrew Giles

  IRN PAG01104

  • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
  • CF26 Customer Trading (2 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (2 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter Gary Plaut

  IRN PXP01129

  • CF30 Customer (30 Nov 2016 to 1 Aug 2018)

No changes recorded yet.