Peter Gary Plaut

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bluegrove Capital Management Ltd (no longer approved here)
FRN 960363
- CF30 Customer (19 Aug 2024 to 29 Oct 2024)
KingsRock Advisors UK Limited (no longer approved here)
FRN 1006329
- (1)Employed By (19 Aug 2024 to 29 Oct 2024)
Wimmer Family Office Ltd (no longer approved here)
FRN 665654
- [FCA CF] Client dealing (7 May 2021 to 22 Apr 2022)
- CF30 Customer (25 Oct 2018 to 4 May 2022)
Wimmer Financial LLP (no longer approved here)
FRN 478796
- Employed By (25 Oct 2018 to 4 May 2022)
Swiss Investment Corporation Limited (no longer approved here)
FRN 164689
- CF30 Customer (30 Nov 2016 to 1 Aug 2018)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.