Swann Financial Limited
This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
39 South Bar StreetBanburyOxfordshireOX16 9AEUNITED KINGDOM- Phone
- +4401295275269
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raymond Sommerfield
IRN RXS00054
- (15)Employed By (since 24 Dec 2018)
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Russell Peter Beckett
IRN RPB01155
- (5)Employed By (28 Jul 2017 to 1 Aug 2018)
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Sharon Tracy Bassett
IRN STB01062
- (7)Employed By (20 Feb 2020 to 3 Jun 2024)
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Simon John Pigott
IRN SJP00057
- (3)Employed By (since 22 May 2009)
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Simon Richards
IRN SXR00163
- (6)Employed By (5 May 2017 to 2 Dec 2020)
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Tracey Jane Gordon
IRN TXG01120
- (3)Employed By (8 Mar 2016 to 11 Sep 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.