Sharon Tracy Bassett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 May 2024)
    • [FCA CF] Client dealing (since 30 May 2024)
  • Swann Financial Limited (no longer approved here)

    FRN 451053

    • (7)Employed By (20 Feb 2020 to 3 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2024)
    • CF30 Customer (21 Sep 2010 to 3 Jun 2024)
  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (20 Feb 2012 to 3 Jun 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Apr 2008 to 27 Aug 2010)
  • Barfield Financial Advisors Ltd (no longer approved here)

    FRN 451574

    • Employed By (2 Apr 2008 to 27 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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