Swann Financial Limited
This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
39 South Bar StreetBanburyOxfordshireOX16 9AEUNITED KINGDOM- Phone
- +4401295275269
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrew Mark Swann
IRN AMS00010
- (4)Employed By (since 27 Apr 2006)
-
Andrew Peter Radford
IRN APR00018
- (2)Employed By (10 May 2006 to 30 Oct 2008)
-
Barry Lewis Gordon
IRN BLG00001
- (13)Employed By (since 16 Feb 2019)
-
Christopher John Murphy
IRN CJM00072
- (9)Employed By (since 19 Apr 2023)
-
Claire Gore
IRN CAK00013
- (14)Employed By (since 16 Feb 2019)
-
Dawn Rebecca Carey
IRN DXC11229
- (9)Employed By (6 Feb 2019 to 6 Feb 2019)
-
Deborah Ann Smith
IRN DXS00491
- (10)Employed By (since 13 Jan 2023)
-
Frances Amanda Husband
IRN FXH00158
- (6)Employed By (since 20 May 2024)
-
George Edward Grant
IRN GXG00327
- (5)Employed By (since 20 Jan 2025)
-
Harvinder Singh Dosanjh
IRN HSD00002
- (8)Employed By (5 Jun 2019 to 23 Feb 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.