Barry Lewis Gordon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 30 Jun 2008)
Swann Financial Limited
FRN 451053
- (13)Employed By (since 16 Feb 2019)
Woodcote Wealth Management Ltd (no longer approved here)
FRN 485073
- Employed By (30 Jun 2008 to 2 Sep 2019)
Woodcote Wealth Management (no longer approved here)
FRN 232337
- Employed By (22 Jun 2004 to 22 Oct 2006)
Harwood Gough Associates (no longer approved here)
FRN 206128
- Employed By (17 Oct 2001 to 22 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.