Tracey Jane Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
  • Oyster Wealth Management Limited (no longer approved here)

    FRN 484308

    • [FCA CF] Functions requiring qualifications (13 Jan 2021 to 9 Jul 2021)
    • [FCA CF] Client dealing (13 Jan 2021 to 9 Jul 2021)
  • Swann Financial Limited (no longer approved here)

    FRN 451053

    • (3)Employed By (8 Mar 2016 to 11 Sep 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (9 Aug 2010 to 6 Oct 2016)
    • CF30 Customer (15 May 2008 to 11 Sep 2020)
  • T Gordon & C Porch Partnership (no longer approved here)

    FRN 483198

    • Employed By (15 May 2008 to 8 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 May 2008)
    • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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