S&W Partners Corporate Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Iain James Lownes
IRN IJL01028
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Manager of certification employee (since 10 Aug 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (18 Oct 2012 to 8 Dec 2019)
Ian Mark Sanders
IRN IMS01059
- CF30 Customer (1 Nov 2007 to 17 Feb 2011)
- CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
Jacovos George Jacovou
IRN JGJ01015
- CF30 Customer (1 Nov 2007 to 12 Sep 2008)
- CF23 Corporate Finance Adviser (19 May 2004 to 31 Oct 2007)
Jacqueline Murphy
IRN JXM00564
- [FCA CF] Manager of certification employee (1 Mar 2021 to 16 Aug 2022)
James Daniel Caspar Clark
IRN JDC01095
- CF30 Customer (15 Aug 2016 to 28 Feb 2019)
James Gordon
IRN JXG01240
- CF1 Director (21 Jan 2016 to 30 May 2018)
James Louis Johnson
IRN JLJ01046
- [FCA CF] Client dealing (since 9 Dec 2025)
Jason Daniel Hollands
IRN JDH01091
- [FCA CF] Significant management (25 Jul 2022 to 8 Dec 2024)
Jason Kirkbride
IRN JXK02062
- CF30 Customer (27 Jan 2016 to 1 Nov 2016)
Jennifer Ann Chandler
IRN JAC01240
- CF14 Risk Assessment (14 Nov 2002 to 14 Nov 2002)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.