Sussex Independent Financial Advisers Limited

Date authorised
1 April 2013
Companies House
04117727
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Downford House
    16 George Street
    Hailsham
    East Sussex
    BN27 1AE
    UNITED KINGDOM
    Phone
    +4401323441788
    Web
    https://www.sussexifa.com

  • Complaints Contact

    Downford House
    16 George Street
    Hailsham
    East Sussex
    BN27 1AE
    UNITED KINGDOM
    Phone
    +4401323441788
    Web
    https://www.sussexifa.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Financial Mis-Selling Claims

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

  • Claims Lead Generation

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger White

    IRN RXW00075

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Aug 2024)
  • Simon Charles Clark

    IRN SCC00002

    • CF21 Investment Adviser (14 Jul 2003 to 5 Feb 2006)
  • Simon Paul Golesworthy

    IRN SPG01079

    • CF22 Investment Adviser (Trainee) (12 May 2003 to 31 Mar 2006)
  • Stephen Francis Kirk

    IRN SFK00007

    • CF21 Investment Adviser (11 Oct 2004 to 29 Jul 2005)
  • Stephen Peter Gann

    IRN SPG00008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF21 Investment Adviser (25 Mar 2002 to 31 Dec 2006)
  • Steven John Pankhurst

    IRN SJP00030

    • CF21 Investment Adviser (1 Jul 2002 to 29 Jul 2005)
  • Terrence John Harvey

    IRN TJH00031

    • CF21 Investment Adviser (4 Nov 2002 to 28 Oct 2002)
  • Victoria Jane Roach

    IRN VJR01018

    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 1 Dec 2004)

Recent activity

Updates to this firm's record on the FCA register.

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