Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF21 Investment Adviser (25 Mar 2002 to 31 Dec 2006)
  • Sussex Independent & Inv Co Ltd (U687) (no longer approved here)

    FRN 187428

    • (10)Employed By (1 Dec 2001 to 21 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.