Sun Global Investments Limited

• Principal Place of Business

  160 Great Portland Street

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +4402072906930

  Web

  https://www.sunglobal.co.uk

• Complaints Contact

  160 Great Portland Street

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +4402072906930

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rakesh Shah

  IRN RXS01585

  • CF30 Customer (1 Jun 2011 to 31 Mar 2015)
• Ramakant M Nayak

  IRN RMN01034

  • CF1 Director (21 Dec 2007 to 19 Sep 2018)
• Ravi Chhugani

  IRN RXC02247

  • [FCA CF] Proprietary trader (17 Mar 2022 to 31 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (30 Mar 2016 to 8 Dec 2019)
• Richard Eric Bowmar York

  IRN REY01001

  • CF10 Compliance Oversight (9 Jun 2011 to 6 Jun 2018)
  • CF11 Money Laundering Reporting (9 Jun 2011 to 6 Jun 2018)
• Sanjiv Shah

  IRN SXS01305

  • [FCA CF] Proprietary trader (31 Oct 2022 to 30 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
  • CF30 Customer (22 Jan 2009 to 8 Dec 2019)
• Santosh Shetty

  IRN SXS01416

  • CF30 Customer (15 Feb 2011 to 8 Aug 2013)
• Sheikh Mohi Uddin Ahmed

  IRN MXA01290

  • CF10 Compliance Oversight (21 Dec 2007 to 17 Nov 2008)
  • CF8 Apportionment and Oversight (21 Dec 2007 to 17 Nov 2008)
  • CF1 Director (21 Dec 2007 to 17 Nov 2008)
  • CF3 Chief Executive (21 Dec 2007 to 17 Nov 2008)
  • CF11 Money Laundering Reporting (21 Dec 2007 to 17 Nov 2008)
  • CF30 Customer (21 Dec 2007 to 17 Nov 2008)
• Shruthi Rao Nagaraj

  IRN SNR01036

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
• Soven Soni

  IRN SXS05140

  • [FCA CF] Proprietary trader (1 Jan 2025 to 31 Dec 2025)
  • [FCA CF] Client dealing (30 Nov 2023 to 31 Mar 2026)
• Sumeet Pahlaj Rohra

  IRN SPR01099

  • CF30 Customer (13 May 2010 to 14 Oct 2010)

• Nishit Kotecha (no longer appointed)

  FRN 596469 · Appointed 28 Feb 2013 · Until 31 Jan 2020

• Kingly Capital Ltd (no longer appointed)

  FRN 550063 · Appointed 6 May 2011 · Until 31 Mar 2015

No changes recorded yet.