Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Dec 2024)
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- [FCA CF] Client dealing (1 Jan 2021 to 29 May 2024)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 29 May 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.