Sumitomo Mitsui Trust International Limited

• Principal Place of Business

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +442075628400

  Web

  https://uk.sumitrust-am.com

• Complaints Contact

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +442075628400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Masaru Okubo

  IRN MXO01370

  • CF30 Customer (22 Sep 2010 to 8 Dec 2017)
• Masazumi Eto

  IRN MXE01136

  • CF11 Money Laundering Reporting (28 Feb 2006 to 16 Jun 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 May 2008)
  • CF14 Risk Assessment (1 Dec 2001 to 21 Feb 2006)
  • CF1 Director (1 Dec 2001 to 30 May 2008)
• Miho Ogushi

  IRN MXO00263

  • [FCA CF] Client dealing (since 29 Apr 2024)
• Miki Kameda

  IRN KXM01792

  • CF30 Customer (19 Oct 2011 to 7 May 2014)
• Miwa Sophia Anderson

  IRN MSA01062

  • CF30 Customer (1 Sep 2009 to 17 Mar 2011)
• Naoki Kamitsubo

  IRN NXK21023

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Oct 2022)
  • CF2 Non Executive Director (18 Nov 2019 to 8 Dec 2019)
• Nigel William Hopkin

  IRN NWH01014

  • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
  • CF10a CASS Oversight function (26 Mar 2013 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 21 Feb 2006)
• Paul Flynn

  IRN PXF01359

  • CF30 Customer (5 Apr 2012 to 17 Jul 2018)
• Riro Sato

  IRN RXS03212

  • CF2 Non Executive Director (18 Apr 2017 to 26 Sep 2019)
• Roderic Robertson

  IRN RXR00544

  • [FCA CF] Client dealing (since 23 Feb 2026)

No changes recorded yet.