Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
- CF10a CASS Oversight function (26 Mar 2013 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 21 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.