Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Trust International Limited (no longer approved here)

    FRN 124546

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
    • CF10a CASS Oversight function (26 Mar 2013 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 21 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.