Sumitomo Mitsui Trust International Limited

• Principal Place of Business

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +442075628400

  Web

  https://uk.sumitrust-am.com

• Complaints Contact

  155 Bishopsgate

  London

  EC2M 3XU

  UNITED KINGDOM

  Phone

  +442075628400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akimichi Oi

  IRN AXO01625

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
  • CF30 Customer (13 Jun 2017 to 8 Dec 2019)
• Akira Inoue

  IRN AXI00123

  • Director of firm who is not a certification employee or a SMF manager (since 3 Oct 2022)
• Akira Matsuo

  IRN AXM09441

  • CF2 Non Executive Director (27 Dec 2018 to 8 Dec 2019)
• Amit Kohli

  IRN AXK01646

  • CF30 Customer (19 Nov 2007 to 30 Apr 2011)
• Atsushi Ueda

  IRN AXU01126

  • CF2 Non Executive Director (27 Mar 2013 to 3 Apr 2017)
• Benjamin Lee Reeder

  IRN BLR01012

  • CF26 Customer Trading (1 Dec 2001 to 3 Aug 2005)
• Carl Peter Smithies

  IRN CPS01078

  • CF30 Customer (13 Jun 2011 to 7 Jul 2016)
• Charles Hurring

  IRN CXH01003

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Chie Tamura

  IRN CXT00453

  • SMF3 Executive Director (since 1 Mar 2024)
  • SMF16 Compliance Oversight (since 1 Mar 2024)
• Christopher James Reynolds

  IRN CJR01135

  • CF30 Customer (1 Nov 2007 to 17 Jul 2018)
  • CF26 Customer Trading (30 Sep 2005 to 31 Oct 2007)

No changes recorded yet.