Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (28 Feb 2006 to 16 Jun 2006)
- CF1 Director (1 Dec 2001 to 30 May 2008)
- CF10 Compliance Oversight (1 Dec 2001 to 30 May 2008)
- CF14 Risk Assessment (1 Dec 2001 to 21 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.